Customer Service: 800-778-7436     

    Log In to Your Surgent Account

    Forgot?
    Forgot?

    Register for an Account

Sign In to Your Surgent Account

Forgot Username or Password | Register for an Account

Choose CPE Format:

Live WebinarSELECT

There are currently no upcoming dates scheduled for this webinar. Please fill out this short form to be notified when this webinar is next available. 

FIRST NAME
LAST NAME
EMAIL ADDRESS
COMMENTS (OPTIONAL)
Self-StudySELECT STARTING AT $54

On-Demand Webcast

Credits: 3

Qualifies For:

$54
Get this course FREE with an Unlimited Package! Learn More
  • It was an awesome course. I have recommended it to a couple of CPA friends.

    - A Surgent Customer

Interested in bringing this course into your firm?

PRIVATE WEBINARS AND LIVE ON-SITE COURSES ARE AVAILABLE. LEARN MORE.

Special Audit Engagements Requiring Contractual or Regulatory Reporting (Audit Skills Training - Level 5) (A5M7)

  • Customer Rating
    Not Yet Rated
  • Field of Study
    Auditing
  • Level
    Intermediate
  • Credits
    3
  • Qualifies for

    CPE

Overview

There are many situations in which a financial statement auditor is also asked to report on compliance. Some compliance audits are required by law, regulation, contract or agreements. Other reports are requested to provide negative assurance about financial information, such as compliance with debt covenants in a loan agreement. In addition, an auditor may be asked to provide comfort to requesting parties in relation to financial information included in registration statements filed in accordance with The Securities Act of 1933.

Major Topics:

  • Sarbanes-Oxley Act of 2002 overview of key requirements
  • Performing compliance audits in conjunction with the financial statement audit, including Single Audit and Compliance with Contractual Requirements
  • Letters to Underwriters and Filings with the SEC for non-issuers
  • Examples of various compliance reports

Learning Objectives

  • Discuss Sarbanes-Oxley audit engagement key considerations
  • Describe Government Auditing Standards and Single Audit highlights
  • Explain other reports on compliance that are a by-product of the financial statement audit
  • Discuss letters to underwriters
  • Describe SAS requirements for filings with the SEC

Who should take this course:

Designed for:

Accountants with responsibilities on special audit engagements

Prerequisite:

Experience on complex audit engagements

Advanced Preparation:

None

Loading...

Loading...

Thank You!

YOU HAVE ADDED THE FOLLOWING TO YOUR CART:


Loading...

Thank You!

Thank You! Your request has been submitted.



Get More with a Surgent CPE package

Self-Study Library Package

  • Unlimited 24/7 access to 200+ downloadable self-study courses

  • Courses range from 2-20 credits

  • Provides online grading & CPE certificates by email

$499

Learn More

Unlimited Webinar Package

  • Unlimited access to all non-premium live CPE webinars

  • Includes 1-, 2-, 3-, 4-, and 8-hour webinars, including Saturday and evening options

  • Access through 12/31/16

$649

Learn More

Unlimited Plus Package

  • Unlimited access to ALL live CPE webinars

  • Includes all premium courses and virtual conferences

  • Unlimited 24/7 access to all self-study courses

  • Includes all on-demand webcasts Access for a year from purchase date

  • Unlimited 24/7 access to all self-study courses

$849

Learn More
  • CPE Continuing Professional Education for CPAs

  • IRS Continuing Education for EAs and the AFSP program

  • CFP Accepted by the CFP® Board

  • YB YellowBook Continuing Education

Explore Additional Courses by Topic

SURGENT IS APPROVED AS A PROVIDER OF CONTINUING EDUCATION BY:

Thank You!

Thank You! Your subscription has been submitted.