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Live Webinar SELECT STARTING AT $89

Credits: 2

Qualifies For:

$89

Upcoming webinars

April 03, 2017
01:00 pm - 03:00 pm (EST)

Instructor(s): James Hallinan CPA CIA CFSA CBA

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Auditing ERM Programs and Controls: Strategies and Opportunities for Growth (AERM)

  • Customer Rating
    Not Yet Rated
  • Field of Study
    Auditing
  • Level
    Intermediate
  • Credits
    2
  • Qualifies for

    CPE

Overview

Enterprise Risk Management (ERM) continues to be a hot topic for organizations across industries. As a key element of an organization’s governance framework, ERM programs and controls pervasively impact the quality, effectiveness, profitability and growth of an entity. ERM can be viewed at a strategic level, as well as at an integrated level throughout the organization. ERM is so all encompassing that it can at times seem almost too conceptual, too abstract, and too broad to tangibly evaluate (audit) at a design or operating effectiveness level. But thankfully to the research and guidance offered by the Committee of Sponsoring Organizations (COSO) of the Treadway Commission, ERM programs and controls can be understood, applied and audited in an efficient and effective manner. Focused on key concepts of ERM (and ERM auditing) by way of a primer on available COSO ERM resources and publications, attendees will come away from this session equipped to bring foundational guidance to organizations in their efforts to implement or enhance ERM programs and controls, in addition to strengthening ERM auditing programs. Come join us for this engaging and enlightening program and explore strategic opportunities for bringing the conceptual world of ERM into a “real” world practical application setting!

Major Topics:

  • Defining risk and “ERM”
  • Key elements of risk
  • How/where ERM fits in the governance framework
  • Benefits and limitations of ERM / ERM auditing
  • Risk/opportunity analysis
  • Roles and responsibilities
  • Board risk oversight
  • Overview of COSO ERM Guidance
  • ERM – Integrated Framework
  • Strengthening ERM for strategic advantage
  • The Case for ERM / ERM Auditing: Strategies and opportunities for growth

Learning Objectives

  • Promote positive, principled based ERM / ERM auditing foundations in organizations 
  • Understand the importance and benefits of sound ERM / ERM auditing activities in organizations,  as well as key concepts and strategies related thereto
  • Identify ways to impact and strengthen your organization’s (and their clients’) ERM structures, processes, controls, and related auditing programs
  • Highlight strategic opportunities and practical application considerations for building /expanding effective ERM / ERM auditing frameworks for your company and/ or clients

Who should take this course:

Designed for:

Auditors seeking to enhance overall risk-based programs and focus, with particular emphasis on maximizing entity and process level integration and assessment opportunities related to ERM frameworks, processes and controls

Prerequisite:

Experience in auditing

Advanced Preparation:

None

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